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Our Wealth Management Process

1. Discovery Meeting

At our initial meeting, we conduct a discovery interview. We will ask questions about what goals you hope to achieve and what are the most important financial concerns you have. We can then identify how we can help you overcome any potential obstacles to attaining those goals and what role we can play.

2. Financial Plan Meeting

After our Discovery Meeting, we will reconvene and present an initial draft of your financial plan. This will demonstrate gaps in accomplishing your goals and how we may help fill those gaps. This plan forms the foundation of all our work together.

3. Mutual Commitment Meeting

We should now be ready to make a mutual decision about whether we can add value to your financial well-being and whether it makes sense to proceed. Should we both choose to work together, we commit to each other to work toward everything important to achieving your financial dreams. We will also execute any necessary paperwork to begin to implement an investment strategy.

4. Follow-Up Meeting

When you have multiple investment accounts, it’s easy to become overwhelmed with the amount of paper you will receive. At this meeting, we will help you get that paperwork organized, get signed up for online account access and answer any questions you have so you are comfortable with what’s happening with your money.

5. Regular Periodic Status/Progress Meetings

These critical meetings, which we schedule at intervals convenient to you, provide us an opportunity to review any major changes in your personal or financial situation which may necessitate a change in your financial plan. We will review your investment portfolio and continue to gauge investment performance to coincide with your risk profile and make changes when necessary.


Our Role & Commitment to You

This process serves as our framework, but it is only the beginning. To help ensure your most important financial issues are addressed, we commit to becoming your wealth management partner. Once the foundation of your financial house is in place, we address additional components of your financial life as needed. With your financial plan to guide us, we focus on 8 wealth management issues which may become important at different stages of your life:

Investment Management* - Retirement Planning - Cash Flow & Debt Management - Family Risk Management - Business Planning - Education Planning - Estate Planning - Special Situations